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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-02 |
| NJ | RA | APPROVED | 2007-03-28 |
Branch Locations
350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States
Essex Fells, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fairfield | NJ | 03/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfield | NJ | 03/2020 | Present |
Real Estate Ownership; Condo, 2 units; 1500 Garden Street, 3I/3J, , Hoboken, NJ, 07030; Investment-Related; 06/22/2015. Business Ownership; 21st Century Trust; Trustee, Officer, Signor; Family Real Estate, Estate Planning; 1275 Bloomfield Avenue Suite 140, , Fairfield, NJ, 07004; Investment-Related; 08/01/2006; 0 hours per month; 0 during trading hours / (Florida) Cap Property Managment Services, LLC; No Activity, just minority owner and backup signor, update on 5/30/18; Real Estate Managment, Family Owned, updated 5/30/18; 2848 NE 38th Street, , Fort Lauderdale, FL, 33308; Investment-Related; 09/01/2012; 0 hours per month; 0 during trading hours / Equipco 46, Inc; Co-owner; Officer, owner, signor for family related business for real estate equipment management; 1275 Bloomfield Avenue Suite 140, , Fairfield, NJ, 07004; Not Investment-Related; 08/13/2012; 0 hours per month; 0 during trading hours / FXE Property Management LLC; Co-owner; Real Estate; 2848 NE 38th Street, , Fort Lauderdale, FL, 33308; Investment-Related; 04/22/2013; 0 hours per month; 0 during trading hours / Long View Trust; Trustee, Beneficiary; Family Trust, APC III, grantor; 1275 Bloomfield Avenue Suite 140, , Fairfield, NJ, 07004; Not Investment-Related; 12/27/2002; 0 hours per month; 0 during trading hours / PCA Management Corp; Owner; Manage Ameriprise Business; 350 Passaic Avenue, Suite 202, Fairfield, NJ, 07004; Not Investment-Related; 05/15/2013; 40 to 59 hours per month; 10 to 19 during trading hours / Pio Costa Enterprises, LP/ Pine Brook 46 Properties, LLC; Signor, Business Planning; Real Estate Management, Family Business; 1275 Bloomfield Avenue, , Fairfield, NJ, 07004; Investment-Related; 01/01/2007; 0 hours per month; 0 during trading hours / On Track Properties LLC; Co-owner; Real Estate; 1275 Bloomfield Avenue, 143, Fairfield, NJ, 07004; Investment-Related; 03/02/2026; 1 to 9 hours per month; 0 during trading hours / 297 Passaic Ave LLC; Signor, Business Planning, Minority Owner Family Estate Planning and Succession.; Family Real Estate Business; 1275 Bloomfield Avenue Suite 140, , Fairfield, NJ, 07004; Investment-Related; 04/13/2010; 0 hours per month; 0 during trading hours. Fiduciary Activities; Trustee / Backup Signor for Father's Real Estate Company, Not Currently Acting / Managing Member, No Income as Managing Member. Only Income as owner of Rental Residential Real Estate (Declared In Real Estate Ownership) / Trustee / Backup Signor Emergency Planning for Family Business. / Signor, Father and Brother handle management activities. / Signor for APC III, father's company / Signor / Signor / Signor / Signor, for APC III, father / Officer, Signor / Attorney-In-Fact (POA), Trustee, Agent named in a health care directive or living will. Outside Employment; PCA Management Corp; Owner; Manage advisory business; 350 Passaic Avenue, Suite 202, , Fairfield, NJ, 07004; Investment-Related; 05/15/2013; 40 to 59 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-30 |
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