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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-14 |
Branch Locations
1 Farm Glen Blvd, 1St Floor, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Brokerage | Farmington | CT | 01/2010 | Present |
| Investacorp, Inc. | Miami | FL | 01/2016 | 07/2020 |
| Securities America, Inc. | Farmington | CT | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Farmington | CT | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Farmington | CT | 06/2024 | Present |
| Osaic Wealth, Inc. | Farmington | CT | 06/2024 | Present |
1. HIGHLAND CAPITAL BROKERAGE-INSURANCE POSITION: Sales/VP NATURE: Insurance through Highland Capital Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2010 ADDRESS: One Farm Glen Blvd, Farmington CT 06032, United States DESCRIPTION: insurance through highland capital brokerage
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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