Michael Nathan Willard

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-10-27
CA	RA	APPROVED	1998-09-25

TX RA
APPROVED_RES

Since 2010-10-27
CA RA
APPROVED

Since 1998-09-25

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

200 S Los Robles Avenue Suite 600, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Painewebber	Pasadena	CA	09/1998	Present
Ubs Financial Services Inc.	Pasadena	CA	09/1998	Present

09/1998 → Present

Painewebber

Pasadena, CA
09/1998 → Present

Ubs Financial Services Inc.

Pasadena, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-03
S63	Uniform Securities Agent State Law Examination	1988-08-01

S65 Uniform Investment Adviser Law Examination

1994-11-03
S63 Uniform Securities Agent State Law Examination

1988-08-01

Designations

Other Names

Michael N Willard

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

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