Barbara Roman Taylor

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-09-16
TX	RA	APPROVED_RES	2020-03-19
CA	RA	APPROVED	2020-03-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	02/2017	05/2018
Bank Of America, N.A.	Orlando	FL	02/2017	05/2018
Bulk Nation	Kissimmee	FL	01/2017	02/2017
Portofino's Italian Restaurant	Charlotte	NC	09/2016	10/2016
First Realty	Charlotte	NC	08/2016	10/2016
Unemployment	Deerfield Beach	FL	10/2016	01/2017
Morgan Stanley	Boca Raton	FL	07/2018	07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	02/2020	Present
Unemployed	Los Angeles	CA	07/2019	12/2019
Macys	Los Angeles	CA	12/2019	01/2020
Unemployed	Los Angeles	CA	01/2020	02/2020
Career Strategies Inc	Los Angeles	CA	10/2019	02/2020
Adecco Accounting Principals Inc	Los Angeles	CA	10/2019	12/2019

02/2017 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
02/2017 → 05/2018

Bank Of America, N.A.

Orlando, FL
01/2017 → 02/2017

Bulk Nation

Kissimmee, FL
09/2016 → 10/2016

Portofino's Italian Restaurant

Charlotte, NC
08/2016 → 10/2016

First Realty

Charlotte, NC
10/2016 → 01/2017

Unemployment

Deerfield Beach, FL
07/2018 → 07/2019

Morgan Stanley

Boca Raton, FL
02/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
07/2019 → 12/2019

Unemployed

Los Angeles, CA
12/2019 → 01/2020

Macys

Los Angeles, CA
01/2020 → 02/2020

Unemployed

Los Angeles, CA
10/2019 → 02/2020

Career Strategies Inc

Los Angeles, CA
10/2019 → 12/2019

Adecco Accounting Principals Inc

Los Angeles, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-01
S63	Uniform Securities Agent State Law Examination	1988-06-03

Other Firms