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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
12555 High Bluff Drive Suite 305, San Diego, CA 92130 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indepdent Financial Group, Llc | San Diego | CA | 07/2016 | 05/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2022 | Present |
| Lincoln Capital, Inc. | San Diego | CA | 01/2010 | Present |
| Bbq Brand | San Diego | CA | 01/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1989; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: VISTA, CA 92084; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2013; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWN THIS HOME AS A RENTAL PROPERTY AND MY WIFE MANAGES IT 3. NAME OF OTHER BUSINESS: LINCOLN CAPITAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL BUSINESS MANAGEMENT, FINANCIAL PLANNING, AND PORTFOLIO MANAGEMENT 4. NAME OF OTHER BUSINESS: BBQ BRAND; INVESTMENT RELATED: NO; ADDRESS: SAN DIEGO, CA 92127 NATURE OF BUSINESS: LINE OF T-SHIRTS AND HATS FOR THE BBQ/GRILLING ENTHUSIAST; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MARKET T-SHIRTS AND HATS, FULFILL ORDERS; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 795 OAK LN, FRANCIS, UT 84036; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF THE RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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