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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

12555 High Bluff Drive Suite 305, San Diego, CA 92130 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Indepdent Financial Group, Llc San Diego CA 07/2016 05/2022
Cetera Wealth Services, Llc El Segundo CA 05/2022 Present
Lincoln Capital, Inc. San Diego CA 01/2010 Present
Bbq Brand San Diego CA 01/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2016 → 05/2022
    Indepdent Financial Group, Llc
    San Diego, CA
  • 05/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2010 → Present
    Lincoln Capital, Inc.
    San Diego, CA
  • 01/2020 → Present
    Bbq Brand
    San Diego, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-08-04 → 2022-05-18
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2004-03-08 → 2016-08-17
    San Diego, CA
    Escondido, CA
    San Diego, CA
  • 2002-11-20 → 2004-04-02
    Raymond James Financial Services, Inc.
    La Jolla, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1989; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: VISTA, CA 92084; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2013; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWN THIS HOME AS A RENTAL PROPERTY AND MY WIFE MANAGES IT 3. NAME OF OTHER BUSINESS: LINCOLN CAPITAL, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL BUSINESS MANAGEMENT, FINANCIAL PLANNING, AND PORTFOLIO MANAGEMENT 4. NAME OF OTHER BUSINESS: BBQ BRAND; INVESTMENT RELATED: NO; ADDRESS: SAN DIEGO, CA 92127 NATURE OF BUSINESS: LINE OF T-SHIRTS AND HATS FOR THE BBQ/GRILLING ENTHUSIAST; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MARKET T-SHIRTS AND HATS, FULFILL ORDERS; 5. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 795 OAK LN, FRANCIS, UT 84036; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF THE RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1991-03-13
  • S66 Uniform Combined State Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1991-03-13
Other Names
  • Mike Scott Lincoln

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