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Alexander Leaming Bartol

Wells Fargo Clearing Services, LLC

Raleigh, NC

Apex, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-24
NC RA APPROVED 2017-10-06
  • TX RA
    APPROVED
    Since 2025-07-24
  • NC RA
    APPROVED
    Since 2017-10-06

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2003 10/2017
Wells Fargo Clearing Services, Llc Raleigh NC 10/2017 Present
Previous Registrations
  • 2003-06-23 → 2017-10-13
    Equitable Advisors, Llc
    Raleigh, NC
    Raleigh, NC
  • 2001-12-31 → 2003-06-11
    Osaic Fa, Inc.
    Cary, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-29
S63 Uniform Securities Agent State Law Examination 1992-11-18
  • S65 Uniform Investment Adviser Law Examination
    1999-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-11-18
Designations
Other Names
  • Alexander Leaming Bartolmills
  • Alexander Leaming Mills
  • Alexander Leaming Mills
  • Bartoc Mills
  • Bartol Mills

View on SEC IAPD

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William Dean Cotton
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DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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