William John Poulter

Current Employers

Employment History

• 12/2002 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Baton Rouge, LA

Other Businesses

1. 3/20/2014: Poulter Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/12/2015: Wjp Enterprises LLC dba Poulter Investment Advisors - Investment Related - 11616 Southfork Ave, Suite 101, Baton Rouge, La, 70816 - Real Estate Rental - Start 11/01/2015 - 1 Hours Per Month/0 During Securities Trading - Rep of record and responsible for the lease payments on the building. The Cpa firm would sublease office space for $1800 per month beginning 11/01/2015. I am responsible for the $3250 payment per month for 4 years. 3. 10/12/2015: Wjp Enterprises LLC dba Poulter Investment Advisors - Investment Related - 11616 Southfork Ave, Suite 101, Baton Rouge, La. 70816 - Started 11/01/2014 - 1 Hours Per Month/0 Hours During Securities Trading - Attorney subleases office space in my place of business (office sharing agreement approved in Q3/Q4 0f 2014). 4. 11/30/2018 - Jim Napper Estate Attorney (SouthFork Investments LLC) - investment Related - 11616 SouthFork Ave. , Suite 301, Baton Rouge , La. 70816 - Real Estate Rental - Started 12/15/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Plan on purchasing new office with a CPA, sharing expenses. Will sublease on a month to month basis with an Estate attorney.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-19
• S63 Uniform Securities Agent State Law Examination
  2003-05-07

Other Names

• Bill Poulter
• William John Poulter