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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-08 |
| MA | RA | APPROVED | 2021-06-24 |
| MI | RA | APPROVED | 2021-06-14 |
| SC | RA | APPROVED | 2021-06-10 |
| NY | RA | APPROVED | 2021-04-01 |
| CA | RA | APPROVED | 2020-04-28 |
| FL | RA | APPROVED | 2020-04-20 |
| AL | RA | APPROVED | 2019-11-01 |
| NJ | RA | APPROVED | 2009-12-18 |
Branch Locations
640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Upper Montclair, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co. Inc. | New York | NY | 12/2009 | Present |
| Ladenburg Thalman Asset Management Inc. | New York | NY | 12/2009 | Present |
B. SILVER ENTERPRISES INC.; 94 OVERLOOK RD. MONTCLAIR NJ 07043; AS OF 2007; BOOK-KEEPER; 4 HOURS PER MONTH NO TIME DURING MARKET HOURS YOGI BERRA MUSEUM & LEARNING CENTER; 8 QUARRY RD, LITTLE FALLS, NJ 07424; BOARD MEMBER-BOARD OF TRUSTEES AS OF 9/16/11; OVERSEE FUNDRAISING EFFORTS FOR THE MUSEUM & LEARNING CENTER & ASSISTING IN DEVELOPING PROGRAMS FOR THE LEARNING CENTER; 0.2 HOURS PER MONTH NO TIME DURING MARKET HOURS W.H Silvers Corp; Board of Director/Vice President; Commercial Real Estate; No compensation; App 2 hr per week; Reviews financials / decisions on paying vendors/ state-local taxes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-07 |
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