Raymond M. Henri

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → 07/2025
  Cadaret, Grant & Co., Inc.
  New York, NY
• 01/2009 → 07/2025
  Blue Cross/Blue Shield
  New York, NY
• 01/2008 → 07/2025
  Integrity
  Goshon, NY
• 07/2025 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 1998-01-05 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1- 07/2025 - Safegaurd Income - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/08/2025 - 5 hours per month/ during trading 2- 07/2025 -Raymond Henri - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 1 hour per month/ during trading 3- 07/2025 - Raymond Henri - Real Estate Rental - Investment Related - Duluth, GA - Start Date 08/01/2011 - 1 hour per month/ during trading 4- 07/2025 - Raymond Henri - Real Estate Rental - Investment Related - Duluth, GA - Start Date 01/03/2011 - 1 hour per month/ during trading 5- 07/2025 - Raymond Henri - Real Estate Rental - Investment Related - New York, NY - Start Date 05/28/2025 - 1 hour per month/ during trading 6- 07/2025 - Raymond Henri - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/05/2016 - 1 hour per month/ during trading 7- 07/2025 - Raymond Henri - Notary - Investment Related - At Reported Business Location(s) - Start Date 01/04/2016 - 1 hour per month/ during trading 8- 07/2025 - Raymond, Thelma Henri - Real Estate Rental - Investment Related - Duluth, GA - Start Date 06/24/2008 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-30
• S63 Uniform Securities Agent State Law Examination
  1988-05-18

Other Names

• Raymond Henri
• Ramon Henriquez
• Henri Ramon Henriquez
• Ramon Henri
• Raymond Henriquez
• Raymond Henriquez
• Raymond Henriquez Miranda Henri
• Raymond H. Henri
• Raymond Henriquez Miranda Henri