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Timothy William Dempsey

New England Private Wealth Advisors, LLC

Wellesley, MA

Portsmouth, NH

CRD 1800163

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Employer firm

New England Private Wealth Advisors, LLC CRD 133790

$5.09B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
New England Private Wealth Advisors, Llc

36 Washington Street, Suite 280, Wellesley, MA 02481-1922 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-09-03
  • NH RA
    APPROVED
    Since 2025-09-03

Branch Locations

36 Washington Street, Suite 280, Wellesley, MA 02481-1922 • United States

3 Greenleaf Woods Drive Suite 202, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dhk Financial Advisors, Inc. Portsmouth NH 06/1993 09/2025
New England Private Wealth Advisors, Llc Wellesley MA 09/2025 Present
Previous Registrations
  • 1993-09-13 → 2025-09-04
    Dhk Financial Advisors Inc
    Portsmouth, NH
  • 1993-09-13 → 2011-12-31
    Dhk Financial Advisors Inc
    Portsmouth, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-25
  • S63 Uniform Securities Agent State Law Examination
    1988-07-25

View on SEC IAPD

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