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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-15 |
| CA | RA | APPROVED | 2023-05-12 |
Branch Locations
2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Manhattan Beach | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Manhattan Beach | CA | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 05/2023 | Present |
RENTAL PROPERTY, INVT RELATED, LONG BEACH, CA, 100% OWNERSHIP, START DATE 10/1/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME. RENTAL PROPERTY, INV RELATED, PALM DESERT, CA, 100% OWNERSHIP WITH SPOUSE, START 5/13/2021, 0 HOURS PER MONTH, ZERO HOURS DURING TRADING. OWNER. ARENSDORF AND ASSOCIATES, LLC, INVT RELATED, EL SEGUNDO, CA, 100% OWNERSHIP, START DATE 5/12/2023, 160 HRS PER MONTH, 120 HRS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY LARONDA; INV RELATED; RANCHO MIRAGE, CA; RENTAL PROP;100% OWNERSHIP; START DATE: 11/05/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-08 |
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