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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-26 |
| TX | RA | APPROVED_RES | 2024-09-23 |
| MN | RA | APPROVED | 2013-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Wayzata | MN | 05/2006 | Present |
| Bank Of America Na | Wayzata | MN | 02/2011 | Present |
I*2155265, Entity Type: , Name of OBA: K S, Address: Wayzata, Minnesota, 55391, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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