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Bruce David Katz

Cibc Private Wealth Advisors, Inc.

New York, NY

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-30
TX RA APPROVED_RES 2004-01-22
CA RA APPROVED 2004-01-05
  • NY RA
    APPROVED
    Since 2023-06-30
  • TX RA
    APPROVED_RES
    Since 2004-01-22
  • CA RA
    APPROVED
    Since 2004-01-05

Branch Locations

300 Madison Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
At Investment Advisers Inc New York NY 01/2014 10/2017
Cibc Private Wealth Advisors, Inc New York NY 11/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-27
S65 Uniform Investment Adviser Law Examination 1993-04-22
S63 Uniform Securities Agent State Law Examination 1991-11-26
  • S66 Uniform Combined State Law Examination
    2011-07-27
  • S65 Uniform Investment Adviser Law Examination
    1993-04-22
  • S63 Uniform Securities Agent State Law Examination
    1991-11-26
Designations

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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