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Stephen Scott Elliott

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2005-11-02
  • TN RA
    APPROVED
    Since 2005-11-02

Branch Locations

104 Woodmont Blvd Ste 122, Nashville, TN 37205-5256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Corp Nashville TN 11/2005 Present
  • 11/2005 → Present
    Linsco Private Ledger Corp
    Nashville, TN
Previous Registrations
  • 2004-03-17 → 2005-11-04
    Osaic Fa, Inc.
    Nashville, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-24
  • S63 Uniform Securities Agent State Law Examination
    1988-02-24
Other Names
  • Steve Elliott

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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