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Howard Jay Elias

Park Avenue Securities LLC

New York, NY

Palm Beach, FL

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
MA RA APPROVED 2016-11-23
MN RA APPROVED 2013-11-06
CA RA APPROVED 2013-02-22
PA RA APPROVED 2011-11-14
NM RA APPROVED 2007-10-18
NJ RA APPROVED 2003-02-25
  • NY RA
    APPROVED
    Since 2021-04-16
  • MA RA
    APPROVED
    Since 2016-11-23
  • MN RA
    APPROVED
    Since 2013-11-06
  • CA RA
    APPROVED
    Since 2013-02-22
  • PA RA
    APPROVED
    Since 2011-11-14
  • NM RA
    APPROVED
    Since 2007-10-18
  • NJ RA
    APPROVED
    Since 2003-02-25

Branch Locations

777 Third Ave Suite 1703, New York, NY 10017 • United States

Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Ins. Co. New York NY 09/1984 07/2026
Park Avenue Securities Llc New York NY 05/1999 07/2026
Guardian Life Insurance Company Palm Beach FL 06/2026 Present
Park Avenue Securities Llc Palm Beach FL 06/2026 Present
Guardian Life Insurance Company Palm Beach FL 06/2024 04/2025
Park Avenue Securities Palm Beach FL 06/2024 04/2025
  • 09/1984 → 07/2026
    The Guardian Life Ins. Co.
    New York, NY
  • 05/1999 → 07/2026
    Park Avenue Securities Llc
    New York, NY
  • 06/2026 → Present
    Guardian Life Insurance Company
    Palm Beach , FL
  • 06/2026 → Present
    Park Avenue Securities Llc
    Palm Beach, FL
  • 06/2024 → 04/2025
    Guardian Life Insurance Company
    Palm Beach, FL
  • 06/2024 → 04/2025
    Park Avenue Securities
    Palm Beach, FL
Other Businesses

1. Wealth Advisory Group LLC.-Market under the Wealth Advisory Group llc name as a d/b/a for Howard J Elias, Inc., WAG NY, Inc., Start: 01-01-1999, Address: 777 Third Avenue Suite1703 New York NY 10017 20 bus hrs per month, Investment related, 2. WAG NY, Inc.-Corporate entity for Guardian Agency, Start: 03/01/2016, Address: 777 Third Avenue Suite1703 New York NY 10017, 150 total hrs per month; 150 during securities trading hours, Not investment related, >10% annual compensation, 3) Howard J Elias, Inc.-Officer in corporation which receives General Agent overrides, Start: 03/01/2016, Address: 1 N Breakers Row #161 Palm Beach FL 33480, 5 total hours per month; 5 during securities trading hours, Not investment related, >10% annual compensation, 4) Lioness Trust-trustee, Start: 12/23/2024, Address: 1 N Breakers Row #161 Palm Beach FL 33480, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-12-28

View on SEC IAPD

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