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225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-11-19 |
Branch Locations
225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pasadena | CA | 07/2005 | Present |
| The Sterling Group | Pasadena | CA | 03/2006 | Present |
| Sterling Group Wealth Management, Llc | Pasadena | CA | 07/2012 | Present |
1- 01/20/2011 - ACT IN A FIDUCIARY CAPACITY - Co-Trustee - Investment Related - Time Spent 0% 2- 01/24/2011 - ACT IN A FIDUCIARY CAPACITY - Attorney-in-Fact - Investment Related - Time Spent 0% 3- 05/06/2026 - Sterling Group Wealth Management, LLC / (Hybrid) The Sterling Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/15/2007 - 160 hours per month/ 80 hours during trading - I provide investment advisory services through The Sterling Group, an independent investment advisor firm. I started this business activity in 11/2007. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 05/07/2026 - The Sterling Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 160 hours per month/ 80 hours during trading 5- 05/07/2026 - Anthony Nahra - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1 hour per month/ during trading 6- 05/07/2026 - Anthony Nahra - Real Estate Rental - Investment Related - Los Angeles, CA - Start Date 07/08/2003
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-11 |
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