Paul Richard Stevens

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-04
NJ	RA	APPROVED	2002-05-23

PA RA
APPROVED

Since 2024-04-04
NJ RA
APPROVED

Since 2002-05-23

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Lake Ariel, PA • United States

Bridgwater, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bedminster	NJ	06/2001	Present

06/2001 → Present

Ubs Financial Services Inc.

Bedminster, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-16
S63	Uniform Securities Agent State Law Examination	1991-01-14

S65 Uniform Investment Adviser Law Examination

1995-10-16
S63 Uniform Securities Agent State Law Examination

1991-01-14

Other Names

Paul Stevens

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC

SACKS & ASSOCIATES, LLC

CAPITAL ENHANCEMENT, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

FIRST PRINCIPLES INVESTMENT MANAGER LLC

Other Investors

RICHARD FRIAGLIA

DENNIS JAMES QUINN

HARRY MC ENNIS HARRIS

Kaden William Pickering

MICHAEL VESUVIO

JEFFREY PAUL DURR

Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ

SACKS & ASSOCIATES, LLC · WARREN, NJ

CAPTRUST · Warren, NJ

MORGAN STANLEY · Warren, NJ

CAPITAL ENHANCEMENT, LLC · WARREN, NJ

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ

MML INVESTORS SERVICES, LLC · Warren, NJ

MML INVESTORS SERVICES, LLC · Warren, NJ

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