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Steven L Spurling

Edward Jones

Houston, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-11

Branch Locations

110 Vintage Park Blvd Suite F, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Boston MA 07/2011 02/2017
The Spurling Group St Charles IL 02/2017 04/2019
Mml Distributors, Llc St. Charles IL 05/2019 12/2020
Edward Jones St Louis MO 09/2021 Present
Champion Capital Research Houston TX 01/2021 04/2021
Unemployed Cypress TX 04/2021 09/2021
  • 07/2011 → 02/2017
    Columbia Management Investment Distributors Inc
    Boston, MA
  • 02/2017 → 04/2019
    The Spurling Group
    St Charles, IL
  • 05/2019 → 12/2020
    Mml Distributors, Llc
    St. Charles, IL
  • 09/2021 → Present
    Edward Jones
    St Louis, MO
  • 01/2021 → 04/2021
    Champion Capital Research
    Houston, TX
  • 04/2021 → 09/2021
    Unemployed
    Cypress, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-09
S63 Uniform Securities Agent State Law Examination 1990-10-12
  • S66 Uniform Combined State Law Examination
    2021-10-09
  • S63 Uniform Securities Agent State Law Examination
    1990-10-12
Other Names
  • Steven Lee Spurling

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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