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Nicholas Karl Mennona

Raymond James & Associates, Inc.

New York, NY

Westfield, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-09
TX RA APPROVED_RES 2023-06-23
NY RA APPROVED 2021-06-14
  • NJ RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED_RES
    Since 2023-06-23
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities New York NY 07/2005 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-28
S63 Uniform Securities Agent State Law Examination 1988-02-03
  • S66 Uniform Combined State Law Examination
    2005-10-28
  • S63 Uniform Securities Agent State Law Examination
    1988-02-03
Other Names
  • Nick Mennona

View on SEC IAPD

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