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Anthony Nicholas Corrao

Cetera Investment Advisers LLC

New York, NY

CRD 1793287

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
TX RA APPROVED_RES 2020-11-12
  • NY RA
    APPROVED
    Since 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

1460 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc San Diego CA 02/2012 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 02/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 Present
Cetera Advisors Llc New York NY 09/2022 Present
Long Island University Brooklyn NY 08/2026 Present
  • 02/2012 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 02/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    New York, NY
  • 08/2026 → Present
    Long Island University
    Brooklyn, NY
Previous Registrations
  • 2012-02-17 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    New York, NY
    Bedminster, NJ
    Brooklyn, NY
    New York, NY
  • 2007-04-02 → 2012-03-02
    New York, NY
  • 2003-07-21 → 2005-06-10
    New York, NY
    New York, NY
Other Businesses

1.) CORRAO WEALTH MANAGEMENT; SOLE PROPRIETOR; DBA; START DATE 01/19/2012; 160 HOURS PER MONTH. 2.) BOY SCOUNTS OF AMERICA, GREATER NYC COUNCIL; CO-CHAIR CAMPERSHIP DINNER; NON-PROFIT ORGANIZATION; START DATE: 11/09/2017; 4 HOURS PER MONTH. 3.) INSURANCE, AGENT; INSURANCE(FIXED/LIFE/HEALTH/P&C); START DATE 02/07/2018; 4 HOURS PER MONTH. 4.) EXECUTOR ESTATE OF JOANNE CORRAO, TRUSTEE CORRAO FAMILY TRUST; EXECUTOR TRUSTEE; FIDUCIARY POSITION; START DATE: 2/1/2018; 4 HOURS PER MONTH. 5.) MANHHATTAN RIDGE ADVISORS; PRESIDENT; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE: 02/01/2018; 160 HOURS PER MONTH. 6.) FRANCESCO LOCCISANO MEMORIAL FOUNDATION INC; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE 01/19/2011; 12 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: GREATER NY COUNCIL - BOY SCOUTS OF AMERICA, INVESTMENT RELATED: NO, ADDRESS: 155 EAST 56TH ST, 2ND FLOOR, NEW YORK, NY 10022 NATURE OF BUSINESS: NON-PROFIT, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SERVES ON MANHATTAN COUNCIL BOARD, AND CO-CHAIR OF ANNUAL CAMPERSHIP DINNER; NAME OF OTHER BUSINESS: LONG ISLAND UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 1 UNIVERSITY PLAZA BROOKLYN, NY 11201 NATURE OF BUSINESS: EDUCATION START DATE: 09/2026 POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROFESSOR OF BUSINESS CLASSEES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-23
S63 Uniform Securities Agent State Law Examination 1988-09-21
  • S65 Uniform Investment Adviser Law Examination
    2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    1988-09-21

View on SEC IAPD

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