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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 02/2012 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 02/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | New York | NY | 09/2022 | Present |
| Long Island University | Brooklyn | NY | 08/2026 | Present |
1.) CORRAO WEALTH MANAGEMENT; SOLE PROPRIETOR; DBA; START DATE 01/19/2012; 160 HOURS PER MONTH. 2.) BOY SCOUNTS OF AMERICA, GREATER NYC COUNCIL; CO-CHAIR CAMPERSHIP DINNER; NON-PROFIT ORGANIZATION; START DATE: 11/09/2017; 4 HOURS PER MONTH. 3.) INSURANCE, AGENT; INSURANCE(FIXED/LIFE/HEALTH/P&C); START DATE 02/07/2018; 4 HOURS PER MONTH. 4.) EXECUTOR ESTATE OF JOANNE CORRAO, TRUSTEE CORRAO FAMILY TRUST; EXECUTOR TRUSTEE; FIDUCIARY POSITION; START DATE: 2/1/2018; 4 HOURS PER MONTH. 5.) MANHHATTAN RIDGE ADVISORS; PRESIDENT; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE: 02/01/2018; 160 HOURS PER MONTH. 6.) FRANCESCO LOCCISANO MEMORIAL FOUNDATION INC; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE 01/19/2011; 12 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: GREATER NY COUNCIL - BOY SCOUTS OF AMERICA, INVESTMENT RELATED: NO, ADDRESS: 155 EAST 56TH ST, 2ND FLOOR, NEW YORK, NY 10022 NATURE OF BUSINESS: NON-PROFIT, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SERVES ON MANHATTAN COUNCIL BOARD, AND CO-CHAIR OF ANNUAL CAMPERSHIP DINNER; NAME OF OTHER BUSINESS: LONG ISLAND UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 1 UNIVERSITY PLAZA BROOKLYN, NY 11201 NATURE OF BUSINESS: EDUCATION START DATE: 09/2026 POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROFESSOR OF BUSINESS CLASSEES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-21 |
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