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Current Employers
Statetrust Capital, Llc.

1750 Clint Moore Road, Boca Raton, FL 33487 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-03
FL RA APPROVED 2006-10-25
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • FL RA
    APPROVED
    Since 2006-10-25

Branch Locations

1750 Clint Moore Road, Boca Raton, FL 33487 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Statetrust Investments Miami FL 03/2002 Present
  • 03/2002 → Present
    Statetrust Investments
    Miami, FL
Previous Registrations
Other Businesses

STATETRUST CAPITAL, LLC -AFFILIATE - SAME ADDRESS. SALES TIME AS NEEDED. STATETRUST LIFE AND ANNUITIES, LTD - AFFILIATE SAME ADDRESS - SALES TIME AS NEEDED. STATETRUST GROUP- AFFILIATE AS NEEDED ST SERVICES AND STHC LLC - AFFILIATE - AS NEEDED; Statetrust International Holding Company - Director - As needed

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-14
S63 Uniform Securities Agent State Law Examination 1993-01-22
  • S65 Uniform Investment Adviser Law Examination
    2006-08-14
  • S63 Uniform Securities Agent State Law Examination
    1993-01-22

View on SEC IAPD

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