Mark Alan Spivack

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1991 → 03/2017
  Metropolitan Life Insurance Company
  New York, NY
• 09/1991 → 03/2017
  Metlife Securities Inc
  Newyork, NY
• 09/1987 → Present
  Mark A Spivack
  New York, NY
• 07/1993 → Present
  The Weiss Group
  New York, NY
• 09/2014 → 06/2021
  Voya Financial Advisors
  New York, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  New York, NY
• 03/2017 → Present
  Massmutual Life Insurance Co
  New York, NY
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF ENTITY: The Weiss Group ; Yes; 155 East 44th St, 12th Floor, New York, NY 10017; Financial Services/DBA; Associate; 7/6/1993; 160; 160; Sales, Insurance, Securities, and Investment Products. (2) NAME OF ENTITY: Independent Insurance Agent; YES; 155 East 44th St, 12th Floor, New York, NY 10017; Fixed Insurance Sales Life Disability, LTC, Fixed Annuities, Health; Independent Insurance Agent ; 5/28/2009; 160; 160; Sales of fixed insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-27
• S63 Uniform Securities Agent State Law Examination
  1988-03-04

Other Names

• Mark A Spivack