Alan Ertel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 10/2008 → Present
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

Entity Name: Alan Ertel - Foxhill Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 04/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: From time to time, i purchase artwork from local artists, and rare coins from estate sales, with the possibility of reselling them online at a later date. To properly separate these activities and maintaining transparency, I have established a separate business entity for this purposes. This entity is solely for occasional transactions involving art or numismatic coins. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-10
• S63 Uniform Securities Agent State Law Examination
  1988-03-11