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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-23 |
| CT | RA | APPROVED | 1988-03-03 |
Branch Locations
55 Hartland St Ste 405, East Hartford, CT 06108 • United States
Cromwell, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Hartford | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | East Hartford | CT | 03/2020 | Present |
Board of Directors; Town Council; Board Member; 17 crest drive, , Cromwell, CT, 06416; Not Investment-Related; 11/12/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Jack Henehan; Music recording; 17 crest dr Cromwell, ct 06416, ,; Not Investment-Related; 03/24/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-06 |
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