Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| UT | RA | APPROVED | 2015-09-30 |
Branch Locations
1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States
Sandy, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Salt Lake City | UT | 09/2015 | Present |
(1) Address - 5619 DTC Parkway, Suite 500 Greenwood Village, CO 80111 Business Description - Professional Association for investment excelence and ethics Business is not investment related Projected Start Date: 03/01/20 Capacity: Other Duties Performed: Review of new association applications and review of ongoing pending ethic violations Hours Devoted to this OBA Per Month: 2-4 hours per month Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-01 |
Reach out to this advisor