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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-20 |
| NY | RA | APPROVED | 2024-02-16 |
Branch Locations
1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States
Massapequa, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 06/2008 | 02/2024 |
| Bank Of America, Na | Garden City | NY | 12/2009 | 02/2024 |
| Ameriprise Financial Services, Llc | Garden City | NY | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-06 |
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