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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-19
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 1995-02-24
  • NJ RA
    APPROVED
    Since 2023-09-19
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 1995-02-24

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

1251 Avenue Of The Americas 2Nd Floor, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 01/1994 Present
Other Businesses

Fordham Preparatory School / United States / Fordham Road / Bronx / New York / United States / 10458 / / No / Educational Establishment / / Education / / 4 year High School education / Active / Member of Board of directors / / Finance Committee / / No / No / No / Yes, as member of the committee / Start Date 06/30/2017 / / No / / No / / No / No No / New York, NY and Bronx, NY / No / / No / / Alumni & donor / No /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-21
S63 Uniform Securities Agent State Law Examination 1988-03-31
  • S65 Uniform Investment Adviser Law Examination
    1995-09-21
  • S63 Uniform Securities Agent State Law Examination
    1988-03-31
Other Names
  • Thomaas Gerard Huvane

View on SEC IAPD

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