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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-22 |
| PA | RA | APPROVED | 2003-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lebanon | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lebanon | PA | 03/2020 | Present |
Board of Directors; Lebanon Council No. 27; Recorder; 499 S 14th Avenue, , Lebanon, PA, 17042; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours / Grand Commandery of Knights Templar of Pennsylvania; Division Commander; 2701 N 3rd Street, , Harrisburg, PA, 17110; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 0 during trading hours / Mount Lebanon Lodge No. 226; Worshipful Master; 499 South 14th Avenue, , Lebanon, PA, 17042; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Financial Advisor - Financial advisor duties; Manage advisory business; 1717 Lititz Pike, , Lanbcaster, PA, 17601; Investment-Related; 04/02/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Grand Council of Royal & Select Master Masons of Pennsylvania; Trustee for the Grand Council of PennsylvaniaI would be a trustee for the organization helping to make decisions on where money should be invested. From what I am told the money may be invested with Wells Fargo in York, Pennsylvania. Most of these Masonic organizations just have money at the bank and need to decide which CD to go into but I do not know the extent of how much money the organization has or how it is invested at this time. I was asked recently if I would serve as a trustee.To me I would be a board member.; 2701 N 3rd Street, PO Box 13125, , Harrisburg, PA, 17110; Investment-Related; 04/17/2023; 1 to 9 hours per month; 0 during trading hours / York Conclave Red Cross of Constantine; Trustee for the Red Cross of ConstantineI would be a trustee for the organization helping to make decisions on where money should be invested. From what I am told the money may be invested with LPL or one of the other trustees works for LPL I am not 100% sure. Most of these Masonic organizations just have money at the bank and need to decide which CD to go into but I do not know the extent of how much money the organization has or how it is invested at this time. I was asked recently if I would serve as a trustee.Most likely I am a name on a paper and the main officer in charge is making the decisions and we are just there to give approval. To me I would be a board member.; 400 Masonic Drive, , York, PA, 17406; Investment-Related; 09/13/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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