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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
PA RA APPROVED 2003-10-21
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • PA RA
    APPROVED
    Since 2003-10-21

Branch Locations

1536 Cornwall Rd, Lebanon, PA 17042-7403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lebanon PA 09/2005 03/2020
Ameriprise Financial Services, Llc Lebanon PA 03/2020 Present
Other Businesses

Board of Directors; Lebanon Council No. 27; Recorder; 499 S 14th Avenue, , Lebanon, PA, 17042; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours / Grand Commandery of Knights Templar of Pennsylvania; Division Commander; 2701 N 3rd Street, , Harrisburg, PA, 17110; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 0 during trading hours / Mount Lebanon Lodge No. 226; Worshipful Master; 499 South 14th Avenue, , Lebanon, PA, 17042; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LJS Group LLC; Financial Advisor - Financial advisor duties; Manage advisory business; 1717 Lititz Pike, , Lanbcaster, PA, 17601; Investment-Related; 04/02/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Grand Council of Royal & Select Master Masons of Pennsylvania; Trustee for the Grand Council of PennsylvaniaI would be a trustee for the organization helping to make decisions on where money should be invested. From what I am told the money may be invested with Wells Fargo in York, Pennsylvania. Most of these Masonic organizations just have money at the bank and need to decide which CD to go into but I do not know the extent of how much money the organization has or how it is invested at this time. I was asked recently if I would serve as a trustee.To me I would be a board member.; 2701 N 3rd Street, PO Box 13125, , Harrisburg, PA, 17110; Investment-Related; 04/17/2023; 1 to 9 hours per month; 0 during trading hours / York Conclave Red Cross of Constantine; Trustee for the Red Cross of ConstantineI would be a trustee for the organization helping to make decisions on where money should be invested. From what I am told the money may be invested with LPL or one of the other trustees works for LPL I am not 100% sure. Most of these Masonic organizations just have money at the bank and need to decide which CD to go into but I do not know the extent of how much money the organization has or how it is invested at this time. I was asked recently if I would serve as a trustee.Most likely I am a name on a paper and the main officer in charge is making the decisions and we are just there to give approval. To me I would be a board member.; 400 Masonic Drive, , York, PA, 17406; Investment-Related; 09/13/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-16
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    2003-10-16
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Other Names
  • Abram Michael Shaffner

View on SEC IAPD

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