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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED | 2022-10-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3480 Torrance Blvd Ste 102, Torrance, CA 90503 • United States
3480 Torrance Blvd Ste 102, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Santa Monica | CA | 03/1990 | 10/2022 |
| Tag Financial Inc. | Diamond Bar | CA | 04/2000 | 10/2022 |
| Lpl Financial Llc | Torrance | CA | 10/2022 | Present |
1. 10/03/2022 - THE ADVISORY GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ TORRANCE, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-10 |
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