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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-07-02 |
| FL | RA | APPROVED | 2015-09-21 |
| AZ | RA | APPROVED | 2015-09-17 |
| CA | RA | APPROVED | 2015-09-01 |
| CO | RA | APPROVED | 2015-09-01 |
| IL | RA | APPROVED | 2015-09-01 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 07/2018 |
| Marsh & Mclennan Agency | San Diego | CA | 02/2014 | Present |
| Mma Securities Llc | San Diego | CA | 09/2015 | Present |
BARNEY & BARNEY FOUNDATION POSITION: BOARD MEMBER NATURE: THIS IS A FOUNDATION, OF WHICH I'M ON THE BOARD OF, SET UP TO PROVIDE CHARITABLE DONATIONS TO LOCAL NON-PROFIT ORGANIZATIONS IN CALIFORNIA. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2013 ADDRESS: 9171 TOWNE CENTRE DRIVE, SUITE 500, SAN DIEGO CA 92122 DESCRIPTION: BOARD MEMBER - DECIDE WHICH CHARITIES TO DONATE TO. HELP WITH ANNUAL FUNDRAISER. 2) MARSH & MCLENNAN AGENCY LLC POSITION: Director, Retirement Services NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2017 ADDRESS: 9171 Towne Centre Drive, Suite 500, San Diego CA 92122 DESCRIPTION: I help employers establish and maintain qualified retirement plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-15 |
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