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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 05/2008 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services, Llc New York NY 03/2017 Present
  • 05/2008 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → Present
    New York, NY
Previous Registrations
Other Businesses

NAME: KENNETH GROSS INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 01/2006 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: DENTAL AND GROUP DISABILITY INCOME, LIFE, ACCIDENT, HEALTH, FIXED ANNUITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-24
S63 Uniform Securities Agent State Law Examination 1993-03-19
  • S65 Uniform Investment Adviser Law Examination
    2006-02-24
  • S63 Uniform Securities Agent State Law Examination
    1993-03-19

View on SEC IAPD

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