Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-12-16
TX RA APPROVED_RES 2012-12-10
OH RA APPROVED 2009-01-26
KY RA APPROVED 2003-10-08
  • IN RA
    APPROVED
    Since 2020-12-16
  • TX RA
    APPROVED_RES
    Since 2012-12-10
  • OH RA
    APPROVED
    Since 2009-01-26
  • KY RA
    APPROVED
    Since 2003-10-08

Branch Locations

5000 E Mediterranean Dr Ste A, Sierra Vista, AZ 85635-2433 • United States

7887 Washington Village Dr Suite 200, Dayton, OH 45459 • United States

5210 E Williams Cir Ste 130, Tucson, AZ 85711 • United States

Tucson, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sierra Vista AZ 09/2005 03/2020
Ameriprise Financial Services, Llc Sierra Vista AZ 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 408 Blankenbaker Pkwy. Lou, KY 40243, ,; Not Investment-Related; 01/01/2000. Independent Insurance Brokering; Guardian; 04/10/2014; . Business Ownership; Heick Hester Smith Properties, LLC; ; Real Estate - leases to Cardinal Pointe Financial Group, a private wealth advisory practice of Ameriprise Financial Services, Inc.; 408 Blankenbaker Pkwy, Lou, KY for HHSMS & HHP, ,; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / Heick Hester Smith and Associates, LLC; assist in management of the firm; for the management of the practice; 408 Blankenbaker Parkway, Ste 100 Louisville, KY 40243, ,; Not Investment-Related; 02/05/2015; 40 to 59 hours per month; 40 to 59 during trading hours / Stephen Thomas Hester, Inc.; Practice Management and Administration; Manage Ameriprise Business; 4321 N Painted Quail Dr, Tucson, AZ 85750, ,; Investment-Related; 04/11/2018; 60 hours per month; 60 during trading hours. Board of Directors; The Friends of Western Art; At Large Board Member; 4321 N Painted Quail Dr , , Tucson, AZ, 85750; Not Investment-Related; 07/14/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stephen Thomas Hester, Inc.; President and Secretary - Practice management and administration; ; 4972 N Ventana Ridge Pl, , Tucson, AZ, 85750; Investment-Related; 04/11/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-29
  • S63 Uniform Securities Agent State Law Examination
    1988-02-29
Designations
Other Names
  • Stephen T Hester

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sierra Vista, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor