Pedro Antonio Valadez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-11-22
TX	RA	APPROVED	2019-11-21

CA RA
APPROVED

Since 2019-11-22
TX RA
APPROVED

Since 2019-11-21

Branch Locations

Show Low, AZ • United States

500 E Fry Blvd Ste L14, Sierra Vista, AZ 85635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Sierra Vista	AZ	07/1999	11/2019
Various Insurance Carriers For W&R Insurance Agencies	Show Low	AZ	06/2000	11/2019
Lpl Financial	Sierra Vista	AZ	11/2019	Present

07/1999 → 11/2019

Waddell & Reed, Inc.

Sierra Vista, AZ
06/2000 → 11/2019

Various Insurance Carriers For W&R Insurance Agencies

Show Low, AZ
11/2019 → Present

Lpl Financial

Sierra Vista, AZ

Previous Registrations

1999-12-07 → 2018-08-16

Waddell & Reed

Peoria, AZ

Scottsdale, AZ

Tucson, AZ

Peoria, AZ

Gilbert, AZ

Sierra Vista, AZ

Other Businesses

1)11/2019 - DBA for LPL Business (entity for LPL business) - Trinity Wealth Planning Group - 100% - INVESTMENT RELATED - SIERIA VISTA, AZ 85635 2)01/2016 - Business Entity For Tax/Investment Purposes Only - JD BURNETT PLLC - 0% - INVESTMENT RELATED - SIERIA VISTA, AZ 85635

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-07
S63	Uniform Securities Agent State Law Examination	1997-02-18

S65 Uniform Investment Adviser Law Examination

1999-12-07
S63 Uniform Securities Agent State Law Examination

1997-02-18

Other Names

Pete Valadez
Pedro Antonio Valadez

View on SEC IAPD