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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | 09/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2016 | 09/2023 |
| Lpl Financial Llc | Sierra Vista | AZ | 09/2023 | Present |
1) 08/25/2023 - NON VARIABLE INSURANCE - Selling: Life, UL and VUL, all other I will run through LPL - Investment related - 5 Hours per month - Start date: 9/11/2023. 2) 08/25/2023 - FREEDOM FINANCIAL ARCHITECTS LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 150 Hours per month. 3) 04/09/2026 - J Cole Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/07/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-06 |
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