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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-01 |
| TX | RA | APPROVED | 2025-03-25 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
333 W. Wilcox Drive Suite 201, Sierra Vista, AZ 85635 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2008 | 03/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2008 | 03/2025 |
| Kestra Investment Services, Llc. | Sierra Vista | AZ | 03/2025 | Present |
| Kestra Advisory Services, Llc. | Sierra Vista | AZ | 03/2025 | Present |
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/25/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: FESSER FINANCIAL POSITION: RR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2025 ADDRESS: 333 W Wilcox Dr, STE 201, SIERRA VISTA AZ 85635, United States DESCRIPTION: RR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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