Karen Marie Waite

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 10/2017 → 12/2018
  Solvang City Council
  Solvang, CA
• 01/2019 → 10/2019
  Santa Barbara County Association Of Government
  Santa Barbara, CA
• 01/2019 → 11/2020
  Solvang City Council
  Solvang, CA
• 01/2019 → 11/2020
  Syv River Valley Basin Eastern Management Area Ground Water
  Santa Ynez, CA
• 06/2020 → 09/2025
  Arbonne Corporation
  Solvang, CA

Previous Registrations

• 2011-09-27 → 2015-06-05
  Wedbush Securities Inc.
  Santa Barbara, CA
• 2009-06-01 → 2010-06-25
  Morgan Stanley
  Santa Barbara, CA
• 2008-01-30 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Barbara, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-15
• S63 Uniform Securities Agent State Law Examination
  1997-01-17

Other Names

• Karen Marie Carroll
• Karen Marie Waitecarroll
• Karen M Carroll
• Karen M Waite
• Karen Carroll