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Karen Marie Waite

Planmember Securities Corporation

Carpinteria, CA

Santa Barbara, CA

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-06-18
  • CA RA
    APPROVED
    Since 2015-06-18

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 06/2015 Present
Solvang City Council Solvang CA 10/2017 12/2018
Santa Barbara County Association Of Government Santa Barbara CA 01/2019 10/2019
Solvang City Council Solvang CA 01/2019 11/2020
Syv River Valley Basin Eastern Management Area Ground Water Santa Ynez CA 01/2019 11/2020
Arbonne Corporation Solvang CA 06/2020 09/2025
  • 06/2015 → Present
    Planmember Securities Corporation
    Carpinteria, CA
  • 10/2017 → 12/2018
    Solvang City Council
    Solvang, CA
  • 01/2019 → 10/2019
    Santa Barbara County Association Of Government
    Santa Barbara, CA
  • 01/2019 → 11/2020
    Solvang City Council
    Solvang, CA
  • 01/2019 → 11/2020
    Syv River Valley Basin Eastern Management Area Ground Water
    Santa Ynez, CA
  • 06/2020 → 09/2025
    Arbonne Corporation
    Solvang, CA
Previous Registrations
  • 2011-09-27 → 2015-06-05
    Wedbush Securities Inc.
    Santa Barbara, CA
  • 2009-06-01 → 2010-06-25
    Morgan Stanley
    Santa Barbara, CA
  • 2008-01-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-15
S63 Uniform Securities Agent State Law Examination 1997-01-17
  • S65 Uniform Investment Adviser Law Examination
    2008-01-15
  • S63 Uniform Securities Agent State Law Examination
    1997-01-17
Other Names
  • Karen Marie Carroll
  • Karen Marie Waitecarroll
  • Karen M Carroll
  • Karen M Waite
  • Karen Carroll

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
SANTA BARBARA MANAGEMENT

Other Investors

KEVIN TAYLOR TWOHY
Rachael Lynn Schaffer
ERIKA NICHOL BORMAN
MARTHA ANN BROWN
SEAN PATRICK HALEY
JAMES CHRISTIAN GATES
Christopher John Winspear
Arman Sepehr Vafi

Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
VANTAGEPOINT CAPITAL PARTNERS · CARPENTERIA, CA
EDWARD JONES · CARPINTERIA, CA
EDWARD JONES · Carpinteria, CA
WAYBURY CAPITAL MANAGEMENT, LLC · CARPINTERIA, CA
LPL FINANCIAL LLC · SUMMERLAND, CA

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