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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-26 |
| WY | RA | APPROVED | 2023-07-14 |
Branch Locations
2620 Commercial Way Suite 100, Rock Springs, WY 82901 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rock Springs | WY | 11/2011 | 06/2023 |
| J.W. Cole Financial, Inc. | Tampa | FL | 06/2023 | Present |
| J.W. Cole Advisor, Inc | Tampa | FL | 06/2023 | Present |
(1) Wyoming Wealth Management; DBA; Investment Related; 2620 Commercial Way, #100, Rock Springs, WY 829001; Securities; Partner; Start 11/11/11; 160 hrs/mo, 140 hrs/mo during trading. (2) Michael Majhanovich, Inc; Not Investment Related; 2620 Commercial Way, #100, Rock Springs, WY 82901; Corp Taxes; President; Start 1/1/14; 1 hr/mo, 1 hr/mo during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-01 |
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