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Lyndon Alphonso Grey

LPl Financial LLC

Woodland Hills, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-15
  • CA RA
    APPROVED
    Since 2024-10-15

Branch Locations

5900 Canoga Ave Ste 220 Ste. 220, Woodland Hills, CA 91367 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 09/2011 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 10/2024
Lpl Financial Woodland Hills CA 10/2024 Present
  • 09/2011 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 10/2024
    Western International Securities, Inc.
    Pasadena, CA
  • 10/2024 → Present
    Lpl Financial
    Woodland Hills, CA
Previous Registrations
  • 2017-08-21 → 2024-10-18
    Western International Securities, Inc.
    Woodland Hills, CA
    Newport Beach, CA
  • 2011-09-30 → 2017-08-21
    Financial West Group
    Los Angeles, CA
  • 2009-10-23 → 2011-10-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Monica, CA
    Playa Vista, CA
    Santa Monica, CA
    Santa Monica, CA
  • 2007-01-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Playa Vista, CA
    Santa Monica, CA
    Los Angeles, CA
    Santa Monica, CA
Other Businesses

1- 09/2024 / RENTAL PROPERTY / Investment Related / 3 hrs mnth / start 01/09/2001

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 1991-01-23
  • S65 Uniform Investment Adviser Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    1991-01-23
Other Names
  • Lyndon A. Grey

View on SEC IAPD

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Other Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

More in Woodland Hills, CA

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