Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2008-02-26 |
Branch Locations
21 Masse Pl, Batavia, NY 14020 • United States
Batavia, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 02/2008 | Present |
| Bank Of America,N.A. | Batavia | NY | 06/2011 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: ROCKY POINT3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: 44 ROCKY POINT, UNIT D-2, INLET, NEW YORK 133606.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 6/24/20128.NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 010.DUTIES: BOUGHT A RENTAL PROPERTY. I*4508296 Entity Type: Entity For Profit Name of OBA: Batavia NY Downtown Revitalization Committee Address: Batavia, New York, 14020 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/01/2026 Number of Hours: 15, Monthly Number of Hours during trading: 0, Monthly Duties: The City of Batavia was recently awarded a $10 mil grant for the revitalization of its downtown. This committee will advise on how the grant money is distributed to various projects. a half dozen meetings to learn about the various project applications, culminating in the group's recommendation to the State as to what projects should be supported I*4569276 Entity Type: Entity Charitable Name of OBA: GLOW Ymca Support Corp Address: Batavia, New York, 14020 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/01/2023 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: entity used to facilitate new market tax credits for the Ymca "review" year end reporting...there is no voting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-21 |
Reach out to this advisor