Charles Donald Smith

Current Employers

Employment History

• 11/2005 → 04/2017
  Lpl Financial, Llc
  Amarillo, TX
• 04/2017 → 04/2022
  Kestra Financial, Inc
  Austin, TX
• 04/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-04-13 → 2022-04-22
  Kestra Advisory Services, Llc
  Amarillo, TX
  Austin, TX
• 2005-11-25 → 2017-04-24
  Lpl Financial Llc
  Amarillo, TX
  Amarillo, TX
• 2003-04-25 → 2005-11-28
  Banc Of America Investment Services, Inc.
  Ft. Worth, TX
• 1993-03-03 → 2003-04-29
  Morgan Stanley Dw Inc.
  Amarillo, TX

Other Businesses

1) GENESIS FINANCIAL GROUP / 7649 Hillside, Suite 200, Amarillo TX 79119 / 11/25/2005 / NIR / OWNER - TRADE NAME & DBA / 160 HR/MO - 110 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 04/22/2022 3) CRS REAL ESTATE, 7649 Hillside, Suite 200, Amarillo TX 79119, United States, 04/01/2018, Real Estate, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 4) CRS CATTLE GROUP, 7649 Hillside,Suite 200, Amarillo TX 79119, United States, 11/25/2005, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 2 HR/MO - 0 HR/MO TRADING 5) CRS GROUP, LLC, 7649 Hillside, Suite 200, Amarillo TX 79119, United States, 11/25/2005, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 1 HR/MO - 0 HR/MO TRADING 6) GWV ON HILLSIDE CONDO ASSN, 7639 Hillside Suite 200, Amarillo TX 79119, 10/2022, Board Member, HOA, NIR, 0 HR/MO - 0 HR/MO Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-03
• S63 Uniform Securities Agent State Law Examination
  1993-02-25

Other Names

• Chuck Smith
• Charles Donald Smith