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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| NJ | RA | APPROVED | 2008-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | Present |
1-MT. EPHRAM - GENERAL PARTNER, JOCONZ LLC - MEMBER, JOE CONZOLA TURST - CO-TRUSTEE, ESTATE OF JOE CONZOLA - EXECUTOR 2-UBC PRESIDENT - 2 HRS/MONTH IN HOURS DEVOTED...TEST RAW LAND....EVENTUAL SALE OR DEVELOPMENT 3-295 BEVERAGE RD LLC. COMMERCIAL WAREHOUSE WITH A SINGLE TENANT INHERITED BY ESTATE OF STEPFATHER THAT PASSED AWAY IN 2007. TIME SPENT IS LESS THAN A FEW HRS PER YEAR. ADDRESS: 295 BEVERAGE RD. PAWTUCKET, RI 02861
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-04 |
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