Donald Roy Grimm

Current Employers

Employment History

• 04/2004 → Present
  Lpl Financial Llc
  Quincy, IL

Previous Registrations

• 2014-09-18 → 2014-11-20
  Cwm, Llc
  Quincy, IL
• 1998-05-22 → 2004-04-05
  Msi Financial Services, Inc.
  Quincy, IL

Other Businesses

(1) 07/21/2005 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * SELL FIXED ANNUITIES (2) 03/16/2008 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * to sell non variable UL Life Insurance * TIME SPENT 5% (3) 11/23/2015 * OakRidge Property Group * Business Entity For Tax/Investment Purposes Only * NOT INV REL * 10111 Douglas Court, St. Ann Mo. * START 11/03/2015 * 20 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS. (4) 09/14/2021 - Mass Mutual Carolinas/Mass Mutual Brokerage- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/20/2020 - 1 Hour Per Month/0 Hours During Securities Trading (5) 08/03/2023 - DT Enterprise - Investment Related - Quincy, IL - Real Estate Rental - Owner of 5 Properties - Start Date 07/20/2020 - 1 Hour Per Month/ 0 Hours During Trading (6) 08/03/2023 - DT Enterprise - Investment Related - Quincy, IL - Real Estate Rental - Owner 1 Property - Start Date 10/20/2019 - 1 Hour Per Month/ 0 Hours During Trading (7) 12/05/2025 - DT Enterprise - Real Estate Rental - Investment Related - Quincy, IL - Start Date 07/20/2020 - 2 hours per month/ 0 hours during trading (8) 12/05/2025 - OakRidge Property Group - Real Estate Rental - Investment Related - Quincy, IL - Start Date 11/03/2015 - 12 hours per month/ 8 hours during trading (9) 12/05/2025 - DT Enterprise - Real Estate Rental - Investment Related - Quincy, IL - Start Date 10/20/2019 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-07
• S63 Uniform Securities Agent State Law Examination
  1989-09-21

Other Names

• Don Grimm