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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-05-08 |
Branch Locations
2860 S River Rd O'HAre Atrium Office Center, Ste 170, Des Plaines, IL 60018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Naperville | IL | 05/2009 | Present |
AEN LLC, INVT RELATED, DES PLAINES, IL, 100% OWNERSHIP, START DATE 6/24/2019, 100 HRS PER MONTH, 100 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-22 |
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