Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-01
  • TX RA
    APPROVED
    Since 2010-04-01

Branch Locations

1 Riverway Ste 900, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Houston TX 09/2006 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2003 Present
Other Businesses

1) THE PRODUCER GROUP, LLC D/B/A THE TODD ORG, INVESTMENT-RELATED, 1 RIVERWAY STE 900 HOUSTON, TX 77056, NON QUALIFIED EXECUTIVE BENEFITS, 4.5% OWNER, START DATE 11/07, 160 HRS/MO. 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 1987-12-29
  • S65 Uniform Investment Adviser Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    1987-12-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor