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Michael Joseph Mildon

LPl Financial LLC

Granada Hills, CA

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-23
CA RA APPROVED 2025-09-22
  • TX RA
    APPROVED_RES
    Since 2025-09-23
  • CA RA
    APPROVED
    Since 2025-09-22

Branch Locations

16840 Devonshire Street, Granada Hills, CA 91344 • United States

111 North Hope Street, Los Angeles, CA 90012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Westlake Village CA 06/2012 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 09/2025
Lpl Financial Llc Granada Hills CA 09/2025 Present
Water & Power Community Credit Union Granada Hills CA 09/2025 Present
  • 06/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Westlake Village, CA
  • 11/2016 → 09/2025
    Wells Fargo Clearing Services, Llc
    Westlake Village, CA
  • 09/2025 → Present
    Lpl Financial Llc
    Granada Hills, CA
  • 09/2025 → Present
    Water & Power Community Credit Union
    Granada Hills, CA
Previous Registrations
  • 2012-06-29 → 2025-10-10
    Wells Fargo Clearing Services, Llc
    Santa Clarita, CA
    Westlake Village, CA
    Northridge, CA
    Encino, CA
    Northridge, CA
    Pasadena, CA
    La Crescenta, CA
  • 2009-12-18 → 2012-07-05
    U.S. Bancorp Investments, Inc.
    Burbank, CA
    Burbank, CA
    Burbank, CA
    Glendale, CA
    Burbank, CA
    Glendale, CA
    La Crescenta, CA
    Glendale, CA
    Van Nuys, CA
    La Crescenta, CA
    Burbank, CA
    Tarzana, CA
  • 2007-05-29 → 2009-12-19
    Citigroup Global Markets Inc.
    La Canada Flintridge, CA
    Montrose, CA
    Glendale, CA
    Burbank, CA
  • 2004-02-05 → 2007-05-29
    Citicorp Investment Services
    Burbank, CA
    Burbank, CA
Other Businesses

1) 9/1/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Water and Power Financial Services- Inv. Related- At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-04
S63 Uniform Securities Agent State Law Examination 1993-09-13
  • S65 Uniform Investment Adviser Law Examination
    2004-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-09-13
Other Names
  • Michael Joseph Mildon
  • Michael Mildon

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Granada Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Grenada Hills, CA
WELLS FARGO CLEARING SERVICES, LLC · NORTHRIDGE, CA
SCHAUER INVESTMENT MANAGEMENT, INC. · NORTHRIDGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GRANADA HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Granada Hills, CA
EDWARD JONES · Granada Hills, CA
J.P. MORGAN SECURITIES LLC · GRANADA HILLS, CA

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