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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-09 |
Branch Locations
1500 Valley House Dr. #210, Rohnert Park, CA 94928 • United States
Oceanside, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian & Custodian For Elderly Parent | Phoenix | AZ | 10/2014 | 09/2025 |
| Windsor Capital Management | Phoenix | AZ | 08/2016 | 09/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IN | 01/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2017 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 100 HR/MO, 60 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) PROTECTED INVESTORS OF AMERICA (PIA), 3271 Navigator Cir, Oceanside CA 92056, United States, 05/23/2024, Protected Investors of America (PIA) is simply a marketing DBA, Administrative, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-03 |
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