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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-17 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Allen, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elite Financial Management | Dallas | TX | 05/2015 | 03/2020 |
| Lpl Financial, Llc | Dallas | TX | 06/2015 | 03/2020 |
| Raymond James Financial Services, Inc. | Dallas | TX | 03/2020 | 10/2023 |
| Raymond James Financial Services Advisors, Inc. | Dallas | TX | 03/2020 | 10/2023 |
| Elite Financial Management | Dallas | TX | 03/2020 | 10/2023 |
| Rbc Capital Markets, Llc | Frisco | TX | 10/2023 | Present |
(1)Name of Business: Rental Property Address: 314 Flagler Ct, Allen, TX, 75013, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: maintenance, record keeping 2) NAME OF ENTITY: King Rental Properties ADDRESS: 1915 CHESHAM DR CARROLLTON, TX 75007 TX 75007 75007 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Oct 01, 2011 CAPACITY: Owner DUTIES: HOME RENTAL HOURS DEVOTED PER MONTH: 0 - 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-05 |
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