Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-02
VA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2019-04-02
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

2011 Evelyn Byrd Ave, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Harrisonburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Harrisonburg VA 11/2016 Present
Previous Registrations
  • 2000-04-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Harrisonburg, VA
    Harrisonburg, VA
    St. Louis, MO
Other Businesses

MEMORIAL BAPTIST CHURCH; NOT INVESTMENT RELATED; STAUNTON, VA; FINANCE COMMITTEE MEMBER; 01/20/2025; 1 HOURS PER MONTH; NO HOURS DURING TRADING HOURS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-07
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S66 Uniform Combined State Law Examination
    2000-04-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Harrisonburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor