Best Investors Account Sign in
Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-19
TX RA APPROVED_RES 2024-12-17
  • AZ RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED_RES
    Since 2024-12-17

Branch Locations

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

405 North Beaver Street Suite 4, Flagstaff, AZ 86001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Kolody Jr. Cpa Flagstaff AZ 10/1986 Present
Foothill Securities, Inc. Flagstaff AZ 12/2003 12/2016
The Guidance Center, Inc. Flagstaff AZ 04/2013 09/2020
Securities America, Inc. Flagstaff AZ 12/2016 09/2020
Securities America Advisors Flagstaff AZ 02/2020 09/2020
The Investment Center Inc Flagstaff AZ 09/2020 12/2024
Ic Advisory Services Inc Flagstaff AZ 09/2020 12/2024
Independent Financial Group, Llc Flagstaff AZ 12/2024 Present
  • 10/1986 → Present
    John Kolody Jr. Cpa
    Flagstaff, AZ
  • 12/2003 → 12/2016
    Foothill Securities, Inc.
    Flagstaff, AZ
  • 04/2013 → 09/2020
    The Guidance Center, Inc.
    Flagstaff, AZ
  • 12/2016 → 09/2020
    Securities America, Inc.
    Flagstaff, AZ
  • 02/2020 → 09/2020
    Securities America Advisors
    Flagstaff, AZ
  • 09/2020 → 12/2024
    The Investment Center Inc
    Flagstaff, AZ
  • 09/2020 → 12/2024
    Ic Advisory Services Inc
    Flagstaff, AZ
  • 12/2024 → Present
    Flagstaff, AZ
Previous Registrations
  • 2020-09-21 → 2024-12-18
    Ic Advisory Services, Inc.
    Flagstaff, AZ
    Bedminster, NJ
  • 2020-02-20 → 2020-09-24
    Securities America Advisors, Inc.
    Flagstaff, AZ
Other Businesses

1. JOHN KOLODY JR CPA.SOLE PROPREITOR.TAX PREP/ACCOUNTING.INCOME TAX PREPARATION FOR INDIVIDUALS AND BUSINESSES.DEVOTE 21 TO 40%. ANNUAL INCOME21 TO 40%. ESTABLISHD CONNECTION OCTOBER 1986. 2. JOHN KOLODY INVESTMENTS, P.C. S CORPORATION.I USE THE BUSINESS TO CONSOLIDATE MY PROFITS FRO TIC AS WELL AS MY CPA PRACTICETO SAVE ON INCOMETAX. [AMENDMENT 7/9/21: ALSO FIXED INSURANCE BUSINESS USING ANNUITIES]. OWNER. THE PRESIDENT OF THE S-CORP AND I KEEP TRACK OF ALL EXPENSES AND INCOMETO FILE MY TAX RETURNS. DEVOTE 1 TO 20 %. ANNUAL INCOME 1TO 20%. FINANCIAL INTEREST $1000. ESTABLISHED 01/01/2020. 2. JOHN KOLODY INVESTMENTS, P.C. DBA JOHN KOLODY JR CPA POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2024 ADDRESS: 405 North Beaver Street, Suite 4, Flagstaff AZ 86001, United States DESCRIPTION: Tax preparation services both individuals and businesses tax returns.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-17
S63 Uniform Securities Agent State Law Examination 1988-01-14
  • S65 Uniform Investment Adviser Law Examination
    2020-02-17
  • S63 Uniform Securities Agent State Law Examination
    1988-01-14
Other Names
  • J Kolody

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor