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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-18 |
| FL | RA | APPROVED | 2010-07-15 |
| WI | RA | APPROVED | 1999-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
4/14- T&C SERVICE ENTERPRISES LLC, MEMBER, 8 HRS/MONTH; 11/13 - HOMETOWN HEROES, OFFICER, 4 HRS/MONTH; 1/03 - DANCING BEAR ENTRPRS,LLC,MBR,HLDS FMLY REAL EST INV INTERESTS,1 HR MTH; 6.04 - MULTERER FMLY ENTERPRISES, MBR, CONSULTING,8 HR MTh; OUTSIDE INS BUSINESS; 4/18 -CONSULTANT FOR JUNCTION BOX LLC - ENGAGE, REVIEW, REPORT ON BUSINESS OPERATIONS,20 HRS/MO;DBA - PRIVATE CLIENT GROUP LLCPower of Humans Role: Vice President Board of Directors, work to assist non-profit growth, community awareness, oversight and direction Address: 995 Badger Circle Grafton WI 53024 Start Date: 11/26/2013 Hours: 4 per mo. not Insurance/Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-29 |
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